JOB DESCRIPTION Supervisory Manager - Chicago, Il
The Private Bank is currently seeking a VP level Supervisory Manager role. The position will be based in our Chicago, Il location. This role will partner closely with managers for the team , compliance and other areas private bank. Supervisory responsibilities will include (but are not limited to):
Approval of new accounts and account updates: Review all new client accounts and related documentation for completeness and accuracy. Review and approve account updates and provide feedback on any accounts not approved.
Trading review and approvals. Daily review of all brokerage trading activity via trade blotter and exception reports
Monthly review of active trading accounts. Review pre-selected accounts, review and follow up as appropriate.
Review/Approval of correspondence: Responsible for review of all incoming/outgoing client correspondence (via mail, fax, email, and delivery). Review is to ensure that correspondence meets existing regulatory requirements and firm standards. This includes review, sign off and maintaining correspondence files. Responsible for addressing any issues relating to client correspondence.
Review of marketing materials and presentations- Work with compliance and marketing for clients specific and general presentations
Error review and resolution. Complete inquiry, taking the necessary market action to close out an error, and writing up the error report
Review and respond to client inquires/issues. This includes all written and verbal complaints or inquires. The SM will coordinate with compliance, legal and other areas of the Private Bank to reach an appropriate resolution.
Special products: The SM will be responsible for approval of clients for IPO New Issues, 144A (QIB eligibility) securities , dealing with special restricted stock situations, review of clients prior to investing in Structured products and review and approval of clients for options. The SM will also assist compliance with the training and implementation of Dodd-Frank related policy changes.
Alternative investments approvals. The SM will review and determine approval for Alternative Investments by clients. This includes review of the client's profile, investment objectives, financials and current investment concentration. SM will complete pre- approval and document exceptions to marketing guidelines.
Audits- coordinator for internal, compliance or external brokerage audits. Work with regional Control office as necessary for bank side audits.
Training/Education: Provide training to new employees, assist with continuing education requirements, and providing special training as warranted on specific topics.
Special projects- Work with other SMs or independently on special projects or assignments as determined by management or based on a discovered need.
Approval of employee trading: Review and approve employee trading . Assist with review of outside business activity request.
JOB REQUIREMENTS Knowledge of regulatory requirements and best practices in the industry. Individual must be self-confidant and work as part of the regional team. Be willing to work with colleagues to find solutions. Must be comfortable working in a stressful, deadline driven environment. Travel of up to 3 days per month required.
Requires 3
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Showing posts with label Private. Show all posts
Showing posts with label Private. Show all posts
Sep 17, 2012
Sep 6, 2012
Assurance - Private Company Services - Florham Park, NJ
Job Description
Job Requirements
Are you interested in the opportunity to work for an industry-leading company that services Fortune 500 companies, and will give you the experience and exposure you need to build your career? If you are, then PricewaterhouseCoopers LLP (www.pwc.com/us) is the firm for you. PricewaterhouseCoopers LLP (PwC US) is well placed to help clients meet the challenges and opportunities of the US marketplace in the areas of assurance, tax, and advisory. We offer the perspective of being part of a global network of firms combined with detailed knowledge of local, state and US national issues. More than 163,000 people in 151 countries across our network share knowledge, experience and solutions to develop fresh perspectives and deliver practical advice.
At PwC US, you will be part of a learning culture, where teamwork and collaboration are encouraged, excellence is rewarded, and diversity is respected and valued. We offer a flexible career progression model that allows for a variety of challenging opportunities throughout your career. We provide unparalleled coaching, mentoring, and career development programs; global opportunities; and state of the art technology-driven methodologies to help you provide quality service to our clients.
Our Assurance practice collaborates with clients, so that the financial information they report to the investing public and other stakeholders is clear and reliable. When we fulfill our role as Assurance professionals, by standing firm on quality and integrity, we have a direct impact on how well the world's capital market system functions.
The highly trained and educated Assurance teams go inside companies, and get to know those businesses. They ask questions, test assumptions, and provide assurance that the companies are reporting information on which investors and others can rely. Every assignment is an exciting opportunity to learn, to grow and to understand how businesses operate from all levels and perspectives.
Our Assurance professionals are constantly challenged to learn more in order to provide our clients with the highest quality services. This learning takes place through interaction on the job with colleagues and clients, formal training programs, and the insights provided by mentors and coaches. PwC is all about our people, encouraging high performance and quality. Join us and we will help you implement a successful career strategy, as you explore the many career opportunities in PwC Assurance.
As a Private Company Services professional, you will serve as a trusted advisor, providing guidance on the wide array of business, accounting and tax matters faced by private companies throughout the business lifecycle - from inception to growth, and maturity to transition. Our Private Company Services practice has access to our firm's global network of resources, as well as private company-focused audit and tax practitioners in every major US and international market including many key emerging markets.
Our Private Company Services professionals understand that a one size approach to client service does not necessarily fit all companies in today's market and regulatory environment. Our Private Company Services practice utilizes a flexible, tailored audit and tax compliance process that reflects the risk profiles of our private company clients and incorporates a pricing structure appropriate to those risks. Our integrated audit and tax team draws from industry and global best practices, connecting you and your company to our firm-wide network of resources all with quality and excellence you would expect from PricewaterhouseCoopers.
Knowledge Preferred:
Some knowledge and exposure to the common issues facing non-publicly traded companies in the manufacturing, distribution and services industry. These issues include but are not limited to: mergers and acquisitions, divestitures, joint ventures and (re)financing
Proven experience of first level review of basic audit reports produced by associates
Proven experience of first level review of basic audit reports produced by associates
Skills Preferred:
Technical knowledge of GAAP; ability to apply applicable auditing standings in completing audit areas; some experience preparing a record of work that provides a clear understanding of audit procedures; basic industry knowledge for Private Company Services; previous project experiences that include utilizing professional skepticism.
Minimum Years of Experience Necessary:
1 - 2
Minimum Degree(s) and Certification(s) Required:
BA or BS in Accounting or business related field (provided that the candidate has demonstrated the required minimum number of hours for CPA licensure per respective state regulations); Masters of Accountancy preferred
Commitment to obtain CPA required
Not Applicable to Practice
Job Requirements
CareerBuilder.com's Advice
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Assurance - Private Company Services - Florham Park, NJ
Job Description
Job Requirements
Are you interested in the opportunity to work for an industry-leading company that services Fortune 500 companies, and will give you the experience and exposure you need to build your career? If you are, then PricewaterhouseCoopers LLP (www.pwc.com/us) is the firm for you. PricewaterhouseCoopers LLP (PwC US) is well placed to help clients meet the challenges and opportunities of the US marketplace in the areas of assurance, tax, and advisory. We offer the perspective of being part of a global network of firms combined with detailed knowledge of local, state and US national issues. More than 163,000 people in 151 countries across our network share knowledge, experience and solutions to develop fresh perspectives and deliver practical advice.
At PwC US, you will be part of a learning culture, where teamwork and collaboration are encouraged, excellence is rewarded, and diversity is respected and valued. We offer a flexible career progression model that allows for a variety of challenging opportunities throughout your career. We provide unparalleled coaching, mentoring, and career development programs; global opportunities; and state of the art technology-driven methodologies to help you provide quality service to our clients.
Our Assurance practice collaborates with clients, so that the financial information they report to the investing public and other stakeholders is clear and reliable. When we fulfill our role as Assurance professionals, by standing firm on quality and integrity, we have a direct impact on how well the world's capital market system functions.
The highly trained and educated Assurance teams go inside companies, and get to know those businesses. They ask questions, test assumptions, and provide assurance that the companies are reporting information on which investors and others can rely. Every assignment is an exciting opportunity to learn, to grow and to understand how businesses operate from all levels and perspectives.
Our Assurance professionals are constantly challenged to learn more in order to provide our clients with the highest quality services. This learning takes place through interaction on the job with colleagues and clients, formal training programs, and the insights provided by mentors and coaches. PwC is all about our people, encouraging high performance and quality. Join us and we will help you implement a successful career strategy, as you explore the many career opportunities in PwC Assurance.
As a Private Company Services professional, you will serve as a trusted advisor, providing guidance on the wide array of business, accounting and tax matters faced by private companies throughout the business lifecycle - from inception to growth, and maturity to transition. Our Private Company Services practice has access to our firm's global network of resources, as well as private company-focused audit and tax practitioners in every major US and international market including many key emerging markets.
Our Private Company Services professionals understand that a one size approach to client service does not necessarily fit all companies in today's market and regulatory environment. Our Private Company Services practice utilizes a flexible, tailored audit and tax compliance process that reflects the risk profiles of our private company clients and incorporates a pricing structure appropriate to those risks. Our integrated audit and tax team draws from industry and global best practices, connecting you and your company to our firm-wide network of resources all with quality and excellence you would expect from PricewaterhouseCoopers.
Knowledge Preferred:
Some knowledge and exposure to the common issues facing non-publicly traded companies in the manufacturing, distribution and services industry. These issues include but are not limited to: mergers and acquisitions, divestitures, joint ventures and (re)financing
Proven experience of first level review of basic audit reports produced by associates
Proven experience of first level review of basic audit reports produced by associates
Skills Preferred:
Technical knowledge of GAAP; ability to apply applicable auditing standings in completing audit areas; some experience preparing a record of work that provides a clear understanding of audit procedures; basic industry knowledge for Private Company Services; previous project experiences that include utilizing professional skepticism.
Minimum Years of Experience Necessary:
1 - 2
Minimum Degree(s) and Certification(s) Required:
BA or BS in Accounting or business related field (provided that the candidate has demonstrated the required minimum number of hours for CPA licensure per respective state regulations); Masters of Accountancy preferred
Commitment to obtain CPA required
Not Applicable to Practice
Job Requirements
CareerBuilder.com's Advice
View the Original article
Aug 6, 2012
Investor Associate - Private Wealth Management - Chicago Busines
JOB DESCRIPTION JPMorgan - Private Wealth Management
Investor Associate Job Description:
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of
$2.2 trillion and operations in more than 60 countries. Asset Management provides investment
and wealth management services to institutional, high net worth and retail investors and their
advisors. For wealthy individuals and families, J.P. Morgan offers personalized financial solutions
that integrate investment management, capital markets, trust and banking.
Private Wealth Management is J.P.Morgan's comprehensive wealth management solution for
high net worth clients. Combining the deep capabilities of a leading global financial institution
with the intimacy of a boutique firm, Private Wealth Management has 86 offices across the United
States. Our model is designed to preserve and grow our clients' wealth through a disciplined
investments approach, estate planning and tailored banking and credit solutions.
Primary Function:
Provide support Investors in all facets. The Investor is responsible for helping the Banker win
new clients and deepen and strengthen existing client relationships through advising on
investment solutions.
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Investor Associate Job Description:
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of
$2.2 trillion and operations in more than 60 countries. Asset Management provides investment
and wealth management services to institutional, high net worth and retail investors and their
advisors. For wealthy individuals and families, J.P. Morgan offers personalized financial solutions
that integrate investment management, capital markets, trust and banking.
Private Wealth Management is J.P.Morgan's comprehensive wealth management solution for
high net worth clients. Combining the deep capabilities of a leading global financial institution
with the intimacy of a boutique firm, Private Wealth Management has 86 offices across the United
States. Our model is designed to preserve and grow our clients' wealth through a disciplined
investments approach, estate planning and tailored banking and credit solutions.
Primary Function:
Provide support Investors in all facets. The Investor is responsible for helping the Banker win
new clients and deepen and strengthen existing client relationships through advising on
investment solutions.
View the Original article
Apr 25, 2012
Senior Private Equity Accountant
Email this job Job Overview Company: Kforce Base Pay: $65,000 - $75,000 /Year Other Pay: Employee Type: Full-Time Industry: Accounting - Finance Manages Others: Not Specified Job Type: Finance Required Education: Not Specified Required Experience: Not Specified Required Travel: Not Specified Relocation Covered: Not Specified Reference ID: FAEQG1153027 Location: US-MA-Boston Contact: Not Available Phone: Not Available Email: Not Available Fax: Not Available Company Overview Kforce (Nasdaq:KFRC) is a professional staffing and solutions firm providing flexible and permanent staffing solutions in the skill areas of technology, finance & accounting, clinical research and healthcare. Backed by our associates and consultants on assignment, Kforce is committed to
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Apr 12, 2012
Apr 4, 2012
Private Collections Specialist
Job Description
United Collections, part of the UHS-Pruitt Corporation, has an opportunity for a Private Collection Specialist in our Norcross office.
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